If I ever get to be a published author, there will be two short-story collections I'll want to release.
The second one, which contains all the stories that don't fit into the strict constraints of the first, may be called "Real Fantasies." In any case, it seems a suggestive term.
For a long time, I've thought about "true fantasy." It's a category that I tend to classify books that move me in a certain way. "True fantasy" isn't about coherent narrative, exciting adventure, fleshed-out characterization, or any of the things that most commonly gets stuck in quotes on the back cover of fantasy books. It's about images and legends which slap you in the face with a sense of place and time that is of its nature heightened; it almost doesn't matter whether what is heightened is peace and comfort or strife and peril.
This isn't what most fantasy books do today--not, I think, because most fantasy authors are bad so much as because that's not their goal. (I actually enjoy thoroughly many books in the "fantasy" section of the bookstore without experiencing any of the particular pleasure I associate with fantasy literature.) Perhaps it is a mis-interpretation of Tolkien; Tolkien's world was profoundly fragmentary, with pieces of the legendary past constantly being discovered in all their wonder, but most fantasists would rather emulate his consistency and complexity. But there is something unique at work when one hears:
Gil-Galad was an elven king
Of him the harpers sadly sing
The last whose realm was fair and free
Between the mountains and the sea.
Nothing is mechanistic, nothing is related to plot, there is no clearly-implied moral for how the reader ought to live. These are stories set off by themselves, even if places (Mordor) and themes eventually overlap with the main narrative. And somehow, in the reading and re-reading of this re-telling of a fictional legend, a measurable, profound emotional experience is created which has nothing to do with Cambellian plot-structure or the moral themes of the book. The narrative seems, for the moment, to reach beyond politics and setting and simply depict some essential element of the joys or sorrows that make up human life. For me, very few authors can do this trick, but it's a trick of which I never grow tired.
But I also think there is a converse to True Fantasy, which is Real Fantasy. If True Fantasy lifts us up to (like Troilus in Chaucer's classic) behold the world as if from orbit in the Heavens, Real Fantasy jerks us back to Earth, and revels in the violence of the process.
Pan's Labyrinth juxtaposes Ofelia's childhood imagination with the localized tragedy of militarization, revolution, and counter-revolution. Gaiman starts a story with "Mrs. Whitaker found the Holy Grail, it was under a fur coat."
The Bridge to Terabithia highlights the powers of imagination only to show their limited utility in the face of life-shattering tragedy. If True Fantasy departs the story to arrive at lofty abstractions, Real Fantasy moves downward, towards the limited power and perspective of mere mortals instead of Heroes of Legend. This is the realm of the domestic, but also the political (since politics, by definition, refers to that which people have different perspectives on based on their position.) And in a sense, of course, it has always been a part of any memorable fantasy; Tolkien evokes the sensation as well as anyone in his introduction to The Lord of the Rings:
If [WWII] had inspired or directed the development of the legend, then certainly the Ring would have been seized and used against Sauron; he would not have been annihilated but enslaved, and Barad-dur would not have been destroyed but occupied. Saruman, failing to get posession of the Ring, would in the confusion and treacheries of the time have found in Mordor the missing links in his own researches into Ring-lore, and before long he would have made a Great Ring of his own with which to challenge the self-styled Ruler of Middle-earth. In that conflict both sides would have held hobbits in hatred and contempt: they would not long have survived even as slaves.
This is, of course, far from the plot of The Lord of the Rings itself, nor is it the story Tolkien wants to tell. But it is the
type of story, Tolkien makes clear, that the reader ought to remake in order to fill out the story's significance, to make it mean something to the reader whose life and experiences are different from the author:
I think that many confuse 'applicability' with 'allegory'; but the one resides in the freedom of the reader, and the other in the purposed domination of the author. An author cannot of course remain wholely unaffected by his experience, but the ways in which a story-germ uses the soil of experience are extremely complex and attempts to define the process are at best guesses from evidence that is inadequate and ambiguous.
The reader is free to "apply"
The Lord of the Rings to World War II; he or she is also free to apply it in many other ways or to many other things. Politics may be contrary to the beauties of Tolkien's text, but the ability to imagine Middle-Earth in political terms and politics in Tolkien's terms is essential to making the text worth reading.
Which is why I add the "s" to "Real Fantasies." There is an infinity of ways of locating fantasies of nobility in our fallen, ignoble, everyday world. But each act of ironic localization also reminds the reader of the beauty that is overwritten, just as each utopic text reminds the reader of the gap between ideals of beauty and truth and his or her present existence.
Lacan (if I understand him correctly) defines the "Real" as the terrifying realm that is forgotten in our day-to-day life (made up of "symbolic" self-narratives and cultural metanarratives.) One of the joys of poetry is its ability to challenge our understanding, and for a moment to jar us out of the Symbolic and into the Real. But of course, one of the oldest doctrines of Christianity (predating Christ's incarnation by thousands of years) is that there is more than chaos and nonsense beyond the limits of our comprehension. God, too, is Real, but by virtue of his reality and completion he stands beyond the comprehension of any human.
Fantasy is uniquely suited to depict worlds outside of our immediate expectations. In delving further into the "real" it points out its own artificiality; in pursuing ideals it stands ready to condemn and criticize the world in which we live. In both forms, it broadens our mental world, even as it reveals to us the limitations of all our ways of seeing.